Oversight of Financial Planners: Proposed Rules Delayed

Oversight of Financial Planners: Proposed Rules Delayed | Ronald A. Fatoullah

By Ronald A. Fatoullah, Esq. and Debby Rosenfeld, Esq.

{3:08 minutes to read} Many individuals with assets rely heavily on financial advisors to provide advice or guidance regarding their portfolios. Financial advisers can provide many different services, such as investment management, income tax preparation, and estate planning. The expectation is always that a financial advisor has his/her client’s best interest in mind, but unfortunately, that is not always the case. Sometimes, financial advisors will earn higher commissions if they recommend certain retirement investments with high fees and low returns to their clients.  

Click here to read Ronald Fatoullah's full article...